Unclaimed
Laura Jayne is an investment advisor representative with Wells Fargo Clearing Services, LLC. Laura has been working in the financial industry since 1994. She has experience with providing investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/08/2011 - Present
Wells Fargo Clearing Services, LLC (SOUTHAMPTON NY)
IL
03/22/2004 - 07/29/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
12/15/2003 - 04/14/2004
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
05/23/2000 - 11/25/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/17/1998 - 04/05/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
02/09/1996 - 04/23/1998
CIBC OPPENHEIMER CORP. (NEW YORK NY)
FL
01/13/1995 - 11/06/1995
FIRST MIAMI SECURITIES, INC. (BOCA RATON FL)
NY
07/29/1994 - 09/16/1994
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NJ
04/12/1993 - 07/07/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/23/1992 - 03/16/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 09/16/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/16/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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