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Laura Tapp

Fidelity Brokerage Services LLC

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About Laura Tapp

Laura Tapp is a financial professional registered with Fidelity Brokerage Services LLC. Laura has been active in the financial services industry since June 5, 2023. Laura is licensed in 50 states and has passed the Series 7TO, SIE and Series 63 exams.

Firm Information

Laura Tapp is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Laura Tapp’s Registration & Firm History

NC

06/06/2023 - Present

Fidelity Brokerage Services LLC (DURHAM NC)

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Licenses & Designations

BC

Issued 06/20/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/06/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/24/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Laura Tapp. Review regulatory record here.
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