Unclaimed
Laura Suzanne Ennis is a financial advisor with over 20 years of experience in the industry. Laura currently works at Stifel, Nicolaus & Company, Inc., where she has been since May 2009. Prior to joining Stifel, Nicolaus & Company, Inc., Laura was a financial advisor at WELLS FARGO ADVISORS, LLC and A. G. EDWARDS & SONS, INC.. Laura is licensed to provide financial advice in numerous states, including Michigan, where Laura is based in the Okemos area. Laura specializes in providing financial advice to individuals, businesses, investment companies, and pooled investment vehicles. Laura offers a variety of services, including financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
05/28/2009 - Present
Stifel, Nicolaus & Company, Inc. (OKEMOS MI)
MI
01/01/2008 - 06/01/2009
WELLS FARGO ADVISORS, LLC (OKEMOS MI)
MI
05/04/2000 - 01/03/2008
A. G. EDWARDS & SONS, INC. (OKEMOS MI)
BC
Issued 09/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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