Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Solliday Powell is a financial advisor with over 20 years of experience in the industry. Laura is currently registered with Jefferies LLC and has held previous positions at WELLS FARGO SECURITIES, LLC, J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES INC., UBS SECURITIES LLC and UBS FINANCIAL SERVICES INC. Laura is licensed to sell securities in all 50 states and holds Series 7, Series 24, Series 52, Series 53, Series 79 and Series 99 licenses, as well as the SIE and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
01/17/2019 - Present
Jefferies LLC (San Antonio TX)
TX
05/01/2015 - 11/20/2018
WELLS FARGO SECURITIES, LLC (SAN ANTONIO TX)
TX
10/01/2008 - 04/27/2015
J.P. MORGAN SECURITIES LLC (SAN ANTONIO TX)
TX
08/18/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (SAN ANTONIO TX)
TX
01/16/2006 - 08/15/2006
UBS SECURITIES LLC (SAN ANTONIO TX)
NJ
02/21/2000 - 01/16/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 02/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2019
Series 30 - NFA Branch Manager Examination
BC
Issued 11/12/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/05/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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