Unclaimed
Laura Ludwig is a registered representative with Stifel, Nicolaus & Company, Inc., a firm with over 149 billion dollars in regulatory assets under management. Laura has been in the industry since 2014. Laura is licensed to provide financial services in Illinois and Missouri. Laura is a Series 7, 63, and SIE licensed advisor. Laura specializes in providing investment advice and financial planning for a variety of clients. Laura has been with Stifel, Nicolaus & Company, Inc. since September of 2014.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
09/05/2014 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
BC
Issued 01/03/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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