Unclaimed
Laura Schwartz is a financial advisor with Raymond James Financial Services, Inc. Laura has been in the financial industry since November 21, 1990 and is licensed to provide financial advice in Oregon. Laura has earned the Series 63, SIE, and Series 7 licenses. Laura is located in the Portland, OR office of Raymond James Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OR
01/04/1999 - Present
Raymond James Financial Services, Inc. (PORTLAND OR)
FL
05/03/1995 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
MO
10/04/1990 - 03/14/1995
EVEREN SECURITIES, INC. (ST. LOUIS MO)
BC
Issued 10/16/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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