Unclaimed
Laura Sammons-Lightbourn is a financial advisor registered with Charles Schwab & CO., Inc. and is licensed to conduct business in the state of Texas. Laura is a Registered Representative (RA) with Charles Schwab & CO., Inc. and is also a licensed Investment Advisor Representative (IAR). Laura has a Series 63 and a Series 66. She also holds a Series 7TO and a SIE. Laura has been in the financial industry since 2021. Laura specializes in offering advice to individual and corporate clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
09/02/2022 - Present
Charles Schwab & CO., Inc. (Westlake TX)
BOTH
Issued 09/02/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/19/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/27/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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