Unclaimed
Laura Smith is a registered representative with PNC Investments. Laura has been in the securities industry since 2004. Laura has experience with both individual and business clients. Laura is registered to provide investment advice in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
08/02/2010 - Present
PNC Investments (MAINEVILLE OH)
OH
06/21/2007 - 07/30/2010
CHASE INVESTMENT SERVICES CORP. (DAYTON OH)
OH
01/11/2005 - 05/10/2007
NATCITY INVESTMENTS, INC. (WEST CHESTER OH)
IL
11/13/2003 - 11/22/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 08/11/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2009
Series 7 - General Securities Representative Examination
BC
Issued 11/12/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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