Unclaimed
Laura Gaylord is a financial advisor with DWS Distributors, Inc., a firm headquartered in COSTA MESA, CA. Laura has been in the industry since 2004. Laura is registered with the state of California and has been working at DWS Distributors, Inc. since 2011.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
05/31/2011 - Present
DWS Distributors, Inc. (COSTA MESA CA)
CA
04/12/2004 - 05/31/2011
DEAM INVESTOR SERVICES, INC. (COSTA MESA CA)
BC
Issued 09/14/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/26/1993
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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