Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Pence is a financial advisor with Fidelity Personal and Workplace Advisors, located in WESTLAKE, TX. Laura has been in the financial industry for over 2 years. Laura specializes in providing financial planning, educational seminars, selection of other advisors, and portfolio management services to individuals and businesses. Laura is registered with the state of Texas to provide both investment advisory and brokerage services. She is also registered with FINRA and is a member of the Series 7, Series 63, Series 65 and SIE exams. Laura is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
11/13/2023 - Present
Fidelity Personal AND Workplace Advisors (WESTLAKE TX)
IN
05/09/2022 - 08/04/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (SEYMOUR IN)
IN
03/29/2021 - 11/19/2021
EQUITABLE ADVISORS, LLC (INDIANAPOLIS IN)
IA
Issued 02/08/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/12/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/29/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/17/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Laura Pence is the right advisor for you? Invested Better is here to help.
