Unclaimed
Laura Raybin-miller is a financial advisor with UBS Financial Services Inc., a firm headquartered in Weehawken, New Jersey. Laura has been a registered representative since 1999 and has a wide range of experience in the financial services industry, including working with both individuals and businesses. Laura has expertise in providing financial planning, portfolio management, and investment advice. Laura is also a member of the board of directors for Kids In Distress, a non-profit organization focused on preventing child abuse.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
02/28/2013 - Present
UBS Financial Services Inc. (Hallandale Beach FL)
FL
06/01/2009 - 03/11/2013
MORGAN STANLEY (AVENTURA FL)
FL
04/06/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (AVENTURA FL)
FL
09/10/2007 - 04/15/2009
SANFORD C. BERNSTEIN & CO., LLC (MIAMI FL)
FL
06/01/1999 - 07/30/2007
DEVELOPMENT CORPORATION FOR ISRAEL (MIAMI FL)
BOTH
Issued 12/31/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 09/08/2007
Series 7 - General Securities Representative Examination
BC
Issued 05/21/1999
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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