Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Galindo is a financial professional with a strong background in the securities industry. Laura is registered with ADP Broker-Dealer, Inc. and holds several licenses and registrations. She holds the Series 6, Series 63, Series 26, and the SIE licenses. Laura has been active in the industry since 2019. Laura is currently registered to offer investment services in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
10/21/2019 - Present
ADP Broker-Dealer, Inc. (El Paso TX)
BC
Issued 09/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/21/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/25/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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