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Laura Provenzale

North Point Mergers AND Acquisitions, Inc.

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About Laura Provenzale

Laura Provenzale is a financial professional with over 20 years of experience in the industry. Laura is currently registered with North Point Mergers And Acquisitions, Inc. Laura has previously worked at firms like William Blair, Raymond James & Associates, Inc. and Montgomery Securities. Laura holds the Series 7, Series 9, Series 10, and Series 63 licenses.

Firm Information

Laura Provenzale is currently registered with North Point Mergers AND Acquisitions, Inc.. North Point Mergers AND Acquisitions, Inc. is a Corporation formed in December 2018. It is registered in 22 states and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Laura Provenzale’s Registration & Firm History

CA

07/18/2018 - Present

North Point Mergers AND Acquisitions, Inc. (SAN FRANCISCO CA)

CA

01/09/2014 - 07/06/2017

WILLIAM BLAIR (SAN FRANCISCO CA)

CA

11/15/2007 - 12/24/2013

RAYMOND JAMES & ASSOCIATES, INC. (SAN FRANCISCO CA)

CA

02/20/2004 - 10/12/2007

W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)

NY

02/26/2002 - 04/23/2002

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

10/01/1997 - 02/22/2002

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

CA

05/16/1997 - 10/01/1997

MONTGOMERY SECURITIES (SAN FRANCISCO CA)

NY

11/16/1995 - 04/18/1997

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/15/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/01/2008

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/18/2008

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Laura Provenzale.
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