Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Nunez is a financial advisor with Oppenheimer & Co. Inc. Laura has been in the financial services industry since 1999 and has a wide range of experience. Laura has worked for several prominent financial institutions including Wells Fargo Clearing Services, LLC, A.G.P. / Alliance Global Partners, and Par5 Capital & Co , LLC. Laura currently holds Series 63, 65, 7, 9, 10, and SIE licenses. Laura is registered with the state of Florida and is also licensed to provide financial advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
12/06/2023 - Present
Oppenheimer & Co. Inc. (CORAL GABLES FL)
FL
07/31/2023 - 12/04/2023
PAR5 CAPITAL & CO LLC (Miami FL)
FL
08/03/2021 - 05/25/2023
A.G.P. / ALLIANCE GLOBAL PARTNERS (Miami FL)
FL
07/01/2003 - 12/07/2020
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
NY
02/12/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 03/02/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/09/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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