Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Timmermann is an investment professional with over 17 years of experience in the financial services industry. Laura is a registered representative and investment advisor representative with Wells Fargo Clearing Services, LLC. Laura has held previous positions with First Clearing, LLC, Wells Fargo Securities, LLC, Wells Fargo Advisors, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Flagstone Securities, LLC and Rockhouse Securities LLC. Laura holds the Series 7, 24, 55, 63, 66 and SIE licenses. Laura is based in St. Louis, MO and has a focus on providing financial services to individuals, corporations and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
06/23/2015 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
06/19/2015 - 11/22/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
02/05/2015 - 06/09/2015
WELLS FARGO SECURITIES, LLC (ST LOUIS MO)
MO
05/01/2009 - 04/10/2013
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
01/27/2009 - 02/08/2011
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
MO
02/05/2007 - 01/15/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LADUE MO)
MO
05/05/2005 - 01/30/2007
FLAGSTONE SECURITIES, LLC (ST. LOUIS MO)
MO
10/09/2003 - 05/20/2005
ROCKHOUSE SECURITIES LLC (ST. LOUIS MO)
BOTH
Issued 10/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/13/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/08/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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