Unclaimed
Laura DeVries is an investment advisor representative and has been in the industry since September 27, 2004. Laura is currently registered with Ameriprise Financial Services, LLC. Laura has held the Series 6, 7, 63 and 65 licenses and the SIE exam. Laura works out of the Manteca, CA branch of Ameriprise Financial Services, LLC. Laura is also registered with the state of Mississippi, which Laura obtained in May of 2018. Laura also works out of the Olive Branch, MS branch of Ameriprise Financial Services, LLC. Previously, Laura was registered with PFS INVESTMENTS INC., and worked out of the Duluth, GA office. Laura is currently registered with the states of California, Mississippi and Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/10/2018 - Present
Ameriprise Financial Services, LLC (MANTECA CA)
GA
10/21/2003 - 10/14/2004
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 02/03/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2005
Series 7 - General Securities Representative Examination
BC
Issued 10/20/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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