Unclaimed
Laura Castine is a financial advisor with over 20 years of experience in the industry. Laura is currently registered with Franklin Distributors, LLC. Laura has previously held positions with Franklin Templeton Financial Services Corp., Franklin/Templeton Distributors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., Raymond James & Associates, Inc., Morgan Stanley DW Inc., and Banc of America Investment Services, Inc. Laura holds the Series 7, Series 31, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/07/2021 - Present
Franklin Distributors, LLC (St. Petersburg FL)
FL
05/21/2020 - 07/07/2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (ST. PETERSBURG FL)
FL
07/17/2017 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (ST. PETERSBURG FL)
FL
10/23/2009 - 07/03/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAINT PETERSBURG FL)
FL
07/02/2009 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ST. PETERSBURG FL)
FL
01/18/2005 - 09/02/2008
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
08/16/2002 - 01/11/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MA
09/27/1999 - 08/20/2002
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 11/26/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 09/24/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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