Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Michaud Sullivan is a registered Investment Advisor Representative with MAI Capital Management, LLC. Laura has been in the financial industry since 1991. Laura has been with MAI Capital Management, LLC since 2024. Laura holds the Series 7, Series 63, and Series 65 licenses. Laura's areas of expertise include portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Laura also offers financial planning, pension consulting, and selection of other advisors. Laura has experience working with individuals, high-net-worth individuals, corporations or other businesses, charitable organizations, pension and profit-sharing plans, pooled investment vehicles, investment companies, other investment advisors, and state or municipal government entities. Laura is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Due diligence/research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of non-investment income
1
2
VA
02/29/2024 - Present
MAI Capital Management, LLC (Leesburg VA)
TX
09/20/1999 - 05/23/2000
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
01/27/1992 - 11/24/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
08/09/1991 - 01/13/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/09/1991 - 01/13/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 12/22/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/1991
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Laura Sullivan is the right advisor for you? Invested Better is here to help.
