Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Gray is a financial advisor registered with Schwab Wealth Advisory, Inc. with over 35 years of experience in the financial services industry. Laura has a broad range of experience and holds multiple licenses and certifications, including Series 6, 7, 10, 63, 65, and 66. Laura has worked with TD Ameritrade, Inc. , TIAA-CREF Individual & Institutional Services, LLC, Fidelity Brokerage Services LLC and Fidelity Brokerage Services, Inc. among others. Laura can provide advice on investment management, financial planning, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
MA
01/04/2023 - Present
Schwab Wealth Advisory, Inc. (Charlestown MA)
NE
07/27/2021 - 12/31/2023
TD AMERITRADE, INC. (OMAHA NE)
MA
10/28/2005 - 12/03/2007
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CAMBRIDGE MA)
RI
06/01/1999 - 11/10/2004
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
01/28/1997 - 03/18/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
RI
06/27/1995 - 01/28/1997
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
NA
03/26/1993 - 06/02/1995
BAYBANKS BROKERAGE SERVICES, INC.
IL
03/11/1987 - 12/22/1992
JOHN NUVEEN & CO., INCORPORATED (CHICAGO IL)
BOTH
Issued 07/28/2001
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/30/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/13/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
BC
Issued 03/10/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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