Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Marie Swafford is a financial professional with Northwestern Mutual Investment Services, LLC. Laura's professional career spans over 2 years. She specializes in providing financial advice to individuals, corporations and other businesses. Laura is registered with FINRA and is licensed in 11 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
GA
11/19/2020 - Present
Northwestern Mutual Investment Services, LLC (PEACHTREE COR GA)
BC
Issued 01/27/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/04/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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