Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Marie Shannon is a registered representative with Janney Montgomery Scott LLC in Philadelphia, PA. Laura has been in the securities industry since October 1, 2000. Laura has held prior positions at Nationwide Securities, Inc., 1717 Capital Management Company, and Ferris, Baker Watts Incorporated. Laura is a Series 66, Series 63, Series 10, Series 9, Series 24, SIE, and Series 7 licensed professional. Laura specializes in providing investment advice and financial planning services for individuals, corporations, and institutions. Laura is dedicated to providing her clients with personalized service and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
08/05/2008 - Present
Janney Montgomery Scott LLC (PHILADELPHIA PA)
DE
01/26/2006 - 08/05/2008
NATIONWIDE SECURITIES, INC. (NEWARK DE)
DE
11/01/2005 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
MD
10/15/1998 - 11/13/2003
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
BOTH
Issued 05/23/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/20/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/14/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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