Unclaimed
Laura Moruzzi is a financial advisor registered with GT Securities, Inc. Laura is a veteran of the securities industry with over 14 years of experience. Laura is also registered in both California and Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/04/2023 - Present
GT Securities, Inc. (LOS ANGELES CA)
MA
12/02/2021 - 04/28/2022
BAKER TILLY CAPITAL, LLC (Tewksbury MA)
MA
07/02/2015 - 02/22/2022
MFA SECURITIES, LLC (Tewksbury MA)
MA
02/22/2007 - 01/31/2014
SHIELDS & COMPANY, INC. (WALTHAM MA)
BC
Issued 07/18/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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