Unclaimed
Laura Marie Moore is a financial advisor with Wells Fargo Clearing Services, LLC. Laura has been a registered representative for over 30 years, with experience in the industry dating back to 1987. Laura has held several previous positions with firms including Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated and MML Investors Services, Inc. Laura has a broad range of experience, having worked with clients of all types, including individuals, families, businesses, and institutions. Laura's expertise is in providing investment advice, financial planning, and portfolio management. She is also a registered principal with the firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
01/23/2013 - Present
Wells Fargo Clearing Services, LLC (PEORIA IL)
IL
06/01/2009 - 02/10/2012
MORGAN STANLEY SMITH BARNEY (PEORIA IL)
IL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PEORIA IL)
IL
04/15/2005 - 04/02/2007
MORGAN STANLEY DW INC. (PEORIA IL)
MA
05/21/2004 - 04/20/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
WI
12/15/1997 - 04/28/2004
ASSOCIATED INVESTMENT SERVICES, INC. (GREEN BAY WI)
CA
01/14/1994 - 12/15/1997
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
WI
05/13/1991 - 01/25/1994
INVEST FINANCIAL CORPORATION (APPLETON WI)
FL
03/29/1989 - 08/29/1990
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NA
01/23/1985 - 09/27/1988
ISFA CORPORATION
BOTH
Issued 08/14/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/19/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/24/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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