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Laura Marie Moore

Wells Fargo Clearing Services, LLC

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About Laura Marie Moore

Laura Marie Moore is a financial advisor with Wells Fargo Clearing Services, LLC. Laura has been a registered representative for over 30 years, with experience in the industry dating back to 1987. Laura has held several previous positions with firms including Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated and MML Investors Services, Inc. Laura has a broad range of experience, having worked with clients of all types, including individuals, families, businesses, and institutions. Laura's expertise is in providing investment advice, financial planning, and portfolio management. She is also a registered principal with the firm.

Firm Information

Laura Moore is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Laura Moore’s Registration & Firm History

IL

01/23/2013 - Present

Wells Fargo Clearing Services, LLC (PEORIA IL)

IL

06/01/2009 - 02/10/2012

MORGAN STANLEY SMITH BARNEY (PEORIA IL)

IL

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (PEORIA IL)

IL

04/15/2005 - 04/02/2007

MORGAN STANLEY DW INC. (PEORIA IL)

MA

05/21/2004 - 04/20/2005

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

WI

12/15/1997 - 04/28/2004

ASSOCIATED INVESTMENT SERVICES, INC. (GREEN BAY WI)

CA

01/14/1994 - 12/15/1997

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

WI

05/13/1991 - 01/25/1994

INVEST FINANCIAL CORPORATION (APPLETON WI)

FL

03/29/1989 - 08/29/1990

ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)

NA

01/23/1985 - 09/27/1988

ISFA CORPORATION

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Licenses & Designations

BOTH

Issued 08/14/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/21/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/21/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/19/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/24/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Laura Marie Moore.
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