Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Marie Bullock is a financial advisor with over 20 years of experience in the financial services industry. Laura is currently registered with Raymond James & Associates, Inc. and Raymond James Financial Services Advisors, Inc. and is licensed to provide investment advice in Florida and Pennsylvania. Laura has a broad range of experience in the industry with previous roles at MML Investors Services, LLC, M&T Securities, Inc., MSI Financial Services, Inc., New England Securities, Garden State Securities, Inc., First Montauk Securities Corp., and First Security Investments, Inc.. Laura holds several securities licenses, including Series 7, Series 6, Series 62, Series 63, Series 52TO, Series 53, and Series 24. Laura is committed to providing personalized financial planning and investment management services to her clients. Laura's goal is to help her clients achieve their financial goals through a comprehensive approach to financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
01/31/2023 - Present
Raymond James & Associates, Inc. (Tunkhannock PA)
MA
09/17/2021 - 12/17/2021
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
MD
09/19/2017 - 06/24/2021
M&T SECURITIES, INC. (BALTIMORE MD)
MA
11/10/2010 - 12/13/2016
MSI FINANCIAL SERVICES, INC. (SPRINGFIELD MA)
NY
11/10/2010 - 01/02/2015
NEW ENGLAND SECURITIES (NEW YORK NY)
NJ
07/15/2009 - 11/08/2010
GARDEN STATE SECURITIES, INC. (RED BANK NJ)
PA
11/18/2003 - 12/16/2008
FIRST MONTAUK SECURITIES CORP. (CLARKS SUMMIT PA)
PA
09/25/2000 - 11/05/2002
FIRST SECURITY INVESTMENTS, INC. (KINGSTON PA)
BOTH
Issued 01/30/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/28/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/15/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2009
Series 7 - General Securities Representative Examination
BC
Issued 05/03/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/23/2000
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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