Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Marie Bertagnolli is a financial advisor with over 30 years of experience in the industry. Laura currently works at Stifel, Nicolaus & Company, Inc., where she has been registered since 2005. Laura is registered in multiple states including Alabama, Arizona, Arkansas, California, Colorado, Florida, Georgia, Idaho, Illinois, Indiana, Kansas, Kentucky, Massachusetts, Michigan, Minnesota, New Hampshire, New Jersey, North Carolina, Ohio, South Carolina, Tennessee, Texas, and Virginia. Laura has a wide range of experience in the financial services industry, including experience in both investment advisory and brokerage services. Laura is also a licensed principal, which means that she is qualified to supervise other financial advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
09/16/2005 - Present
Stifel, Nicolaus & Company, Inc. (CROWN POINT IN)
NY
01/16/1996 - 09/19/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
11/16/1993 - 01/16/1996
EVEREN SECURITIES, INC. (ST. LOUIS MO)
IA
Issued 06/10/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/26/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 11/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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