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Laura Margaret Kraus

Northwestern Mutual Investment Services, LLC

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About Laura Margaret Kraus

Laura Margaret Kraus is a financial advisor based in Milwaukee, WI. Laura is registered with Northwestern Mutual Investment Services, LLC and has been in the industry since 1999. Laura's areas of expertise include Investment Research; Referrals to Other Advisers and providing Financial Planning services. Laura has a strong track record of success and is committed to providing her clients with the highest level of service.

Firm Information

Laura Kraus is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Laura Kraus’s Registration & Firm History

WI

06/09/2017 - Present

Northwestern Mutual Investment Services, LLC (MILWAUKEE WI)

WI

09/10/2003 - 11/01/2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

IL

07/29/1999 - 09/03/2003

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

WI

06/25/1998 - 12/08/1998

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 05/06/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/23/2011

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/20/2011

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/02/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/2000

Series 7 - General Securities Representative Examination

BC

Issued 06/23/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Laura Margaret Kraus.
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