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Laura Mae Lucas

Riversource Distributors, Inc.

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About Laura Mae Lucas

Laura Mae Lucas is a registered representative with Riversource Distributors, Inc. Laura Lucas has been in the financial services industry for over 11 years. Laura Lucas holds Series 7, Series 66, and SIE licenses. Laura Lucas is licensed in Georgia. Laura Lucas's previous firms include Vanguard Marketing Corporation, Transamerica Capital, Inc., Cetera Advisors LLC, and Edward Jones.

Firm Information

Laura Lucas is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Laura Lucas’s Registration & Firm History

MN

02/05/2024 - Present

Riversource Distributors, Inc. (Minneapolis MN)

TX

07/14/2023 - 12/21/2023

VANGUARD MARKETING CORPORATION (Plano TX)

CO

10/06/2020 - 11/04/2020

TRANSAMERICA CAPITAL, INC. (DENVER CO)

FL

04/25/2019 - 08/16/2019

CETERA ADVISORS LLC (MIAMI FL)

MO

01/01/2019 - 04/02/2019

EDWARD JONES (ST. LOUIS MO)

MO

12/14/2011 - 12/23/2011

EDWARD JONES (ST. LOUIS MO)

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Licenses & Designations

BOTH

Issued 08/16/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/13/2023

Series 7TO - General Securities Representative Examination

BC

Issued 12/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/13/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Laura Mae Lucas.
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