Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Lynne Palumbo is a financial advisor registered with Cetera Investment Advisers LLC. Laura Lynne Palumbo has been a registered representative in the securities industry since June 29, 1984. Laura Lynne Palumbo is also a registered investment advisor representative in Connecticut. Laura Lynne Palumbo has a wide range of experience in the financial services industry, having worked for several firms including Walnut Street Securities, Inc., Nathan & Lewis Securities, Inc., PML Securities Company, Pruco Securities Corporation, and The Prudential Insurance Company of America. Laura Lynne Palumbo holds several industry licenses, including Series 6, 7, 24, 53, and 63. Laura Lynne Palumbo is also a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
06/29/2023 - Present
Cetera Investment Advisers LLC (MADISON CT)
CT
08/01/2003 - 09/03/2013
WALNUT STREET SECURITIES, INC. (NORTH HAVEN CT)
NY
01/06/1995 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
DE
07/19/1993 - 01/26/1995
PML SECURITIES COMPANY (NEWARK DE)
NJ
04/28/1992 - 11/18/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
04/28/1992 - 11/18/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NY
11/21/1991 - 03/13/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
05/10/1984 - 11/14/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 11/03/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/25/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1991
Series 7 - General Securities Representative Examination
BC
Issued 05/07/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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