Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Lynn Thomforde is a financial advisor with Oppenheimer & Co. Inc. Laura has been in the industry since 1997 and has experience with UBS Financial Services Inc., Morgan Stanley, and Citigroup Global Markets Inc. Laura holds the Series 7, 9, 10, 63, and 66 licenses. Laura specializes in providing financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NC
11/12/2014 - Present
Oppenheimer & Co. Inc. (WINSTON-SALEM NC)
NC
08/27/2013 - 11/20/2014
UBS FINANCIAL SERVICES INC. (WINSTON-SALEM NC)
NC
06/01/2009 - 09/05/2013
MORGAN STANLEY (WINSTON-SALEM NC)
NC
10/15/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WINSTON-SALEM NC)
SD
09/22/2000 - 09/17/2007
CITIGROUP GLOBAL MARKETS INC. (SIOUX FALLS SD)
MO
03/07/1997 - 10/05/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 05/20/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/04/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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