Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Soladay is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Laura has been in the securities industry since 2007. She holds Series 6, 7, 63, 65 and 66 licenses. Laura has a long history with Merrill Lynch, Pierce, Fenner & Smith Inc., starting in 2019, and previous work with other financial institutions including Wells Fargo Clearing Services, LLC, ATEL Securities Corporation, PFS Investments Inc., and Icon Distributors, Inc. Laura is currently licensed to provide investment advice in Utah, Texas, Arizona, California, Colorado, Florida, Idaho, Nevada, New Mexico, Oregon, Washington, and Wyoming. Laura has experience providing investment advice to individuals, businesses, corporations, pension and profit sharing plans, insurance companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
06/22/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAS VEGAS NV)
UT
04/25/2022 - 06/01/2023
WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)
UT
11/27/2019 - 03/31/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SALT LAKE CITY UT)
CA
11/04/2015 - 11/16/2015
ATEL SECURITIES CORPORATION (SAN FRANCISCO CA)
CO
03/16/2011 - 05/17/2011
PFS INVESTMENTS INC. (WESTMINISTER CO)
CO
09/27/2007 - 10/06/2008
ICON DISTRIBUTORS, INC. (GREENWOOD VILLAGE CO)
CO
06/22/2006 - 05/18/2007
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (AURORA CO)
IL
07/08/2005 - 03/01/2006
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
TX
09/14/2004 - 07/07/2005
PRESIDENTIAL BROKERAGE, INC. (AUSTIN TX)
NY
12/20/2001 - 09/16/2004
QUICK & REILLY, INC. (NEW YORK NY)
CO
04/09/2001 - 11/07/2001
JAMES WHEELER & CO. INVESTMENTS, INC. (DENVER CO)
IL
07/23/1997 - 01/16/2001
B. C. ZIEGLER AND COMPANY (CHICAGO IL)
NY
06/19/1996 - 08/08/1997
SMITH BARNEY INC. (NEW YORK NY)
NA
06/29/1994 - 03/31/1995
DAIN BOSWORTH INCORPORATED
BOTH
Issued 03/30/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/04/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/16/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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