Unclaimed
Laura Lynn Rodriguez is a financial advisor at Fidelity Brokerage Services LLC. Laura has been in the financial services industry since 2000. Laura is a registered representative in 53 states and has her Series 7, Series 9, Series 10, Series 63 and SIE licenses. Laura is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
01/22/2010 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
TX
11/22/2004 - 12/03/2009
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
NY
07/15/2004 - 08/16/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
01/24/2003 - 08/06/2004
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
RI
09/29/2000 - 12/31/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 07/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/14/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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