Invested Better
Unclaimed

Unclaimed

Unclaimed

Laura Lynn Norcross

Principal Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Laura? Claim Your Profile

About Laura Lynn Norcross

Laura Lynn Norcross is a financial advisor with Principal Securities, Inc., located in Mason City, Iowa. Laura has been in the financial industry for over 20 years. She is a licensed investment advisor representative in Iowa and Texas. Laura holds a Series 6, 7, and 66 license. Laura also serves as a bank officer for Principal Bank & Trust Company, helping manage and support Principal retirement plan account relationships across both the insurance/broker-dealer, and bank/trust offerings of Principal. In addition to her work with Principal Securities, Inc., Laura also co-owns and manages Delta Unlimited LLC & Delta South Unlimited LLC, which involves farm land and a rental condominium.

Firm Information

Laura Norcross is currently registered with Principal Securities, Inc.. Principal Securities, Inc. is a corporation founded in May 1968 with its main office in Des Moines, Iowa. The firm offers financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals. They have a wrap fee program and serve various client types, including individuals, corporations, charitable organizations, and pension plans. Principal Securities, Inc. has been registered with the SEC and in all 50 states plus Puerto Rico.
Principal Securities, Inc.

711 HIGH STREET

DES MOINES, IA 50392

$12.11B

Assets Under Management

1,153

Total Clients

2,140

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Seminar fees, solicitors fees, subscription consulting fees

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Laura Norcross’s Registration & Firm History

IA

06/16/2021 - Present

Principal Securities, Inc. (MASON CITY IA)

IA

03/13/2001 - 04/01/2014

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

Not sure if Laura Lynn Norcross is right for you?

Licenses & Designations

BOTH

Issued 12/15/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/2007

Series 7 - General Securities Representative Examination

BC

Issued 03/12/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Laura Lynn Norcross.
Not sure if Laura Lynn Norcross is right for you?