Unclaimed
Laura Etzel is a financial advisor with over 12 years of experience in the financial services industry. Laura is currently registered with Morgan Stanley & Co. LLC and has passed several industry exams, including the Series 6, 99, and SIE. Laura's previous experience includes working for BANC OF AMERICA INVESTMENT SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
05/03/2012 - Present
Morgan Stanley & Co. LLC (Baltimore MD)
MA
04/18/2005 - 01/05/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BC
Issued 04/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2012
Series 99 - Operations Professional Examination
BC
Issued 04/15/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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