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Laura Louise Asker

Empirical Research Partners LLC

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About Laura Louise Asker

Laura Louise Asker is a registered investment advisor representative and is currently employed with Empirical Research Partners LLC, a registered investment advisor. Laura has been in the financial services industry since January 2007, and has previous experience with Empirical Research Partners LLC and Neuberger Berman, LLC. Laura holds the following securities licenses: Series 65, Series 63, Series 87, Series 86, and Series 7. Laura has been registered with the State of New York as an Investment Advisor Representative since 2023 and is also registered as a Broker-Dealer with the State of New York.

Firm Information

Laura Asker is currently registered with Empirical Research Partners LLC. Empirical Research Partners LLC is a Limited Liability Company formed in June 2002 and headquartered in New York. The firm provides various investment advisory services and has 20 investment adviser representatives and 21 registered representatives on staff. They are registered with the SEC and in the states of New York and Tennessee. You can learn more about Empirical Research Partners LLC on their website at https://www.empirical-research.com or follow them on Twitter at https://twitter.com/EmpiricalRP.

Not reported

Assets Under Management

516

Total Clients

22

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

see schedule d - miscellaneous for explanation.

See schedule d - miscellaneous for explanation.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

See schedule d - miscellaneous for explanation.

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Laura Asker’s Registration & Firm History

NY

08/23/2023 - Present

Empirical Research Partners LLC (NEW YORK NY)

NY

11/03/2003 - 04/26/2017

EMPIRICAL RESEARCH PARTNERS LLC (NEW YORK NY)

NY

09/25/2002 - 02/10/2003

NEUBERGER BERMAN, LLC (NEW YORK NY)

NY

01/01/2001 - 02/10/2003

NEUBERGER BERMAN MANAGEMENT INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/27/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/23/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/15/2024

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 04/01/2024

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 08/19/2022

Series 7TO - General Securities Representative Examination

BC

Issued 08/05/2022

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Laura Louise Asker.
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