Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Lozada is a registered representative with Prudential Investment Management Services LLC. Laura has been in the securities industry since 2005. Laura's professional experience includes roles at ALPS DISTRIBUTORS, INC., LORD ABBETT DISTRIBUTOR LLC, and BANC OF AMERICA SECURITIES LLC. Laura has a Series 63, Series 66, Series 7, and SIE license. Laura is registered in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
06/01/2020 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
NY
02/19/2016 - 06/03/2019
ALPS DISTRIBUTORS, INC. (NEW YORK NY)
NJ
07/16/2008 - 04/10/2014
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
NY
11/09/2000 - 02/21/2007
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BOTH
Issued 03/06/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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