Unclaimed
Laura Gates is a financial professional with experience in the financial services industry. Laura is currently a Registered Representative at Thrivent Investment Management Inc, and has held previous roles at REALTA EQUITIES, INC. and Etoro USA Securities Inc. Laura holds the Series 7TO, Series 63, Series 24 and Series 65 licenses. Laura is registered with the state of Pennsylvania. Laura is a specialist in retirement planning and mutual funds. Laura has a strong commitment to serving clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
01/25/2024 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
DE
03/27/2023 - 01/25/2024
REALTA EQUITIES, INC. (WILMINGTON DE)
NJ
07/26/2021 - 07/14/2022
ETORO USA SECURITIES INC. (Hoboken NJ)
IA
Issued 08/16/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2022
Series 24 - General Securities Principal Examination
BC
Issued 07/26/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/17/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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