Unclaimed
Laura Futch is a registered representative of Fidelity Brokerage Services LLC with a background in the securities industry. Laura holds the Series 7, Series 63, and SIE licenses. Laura has been registered as a broker-dealer since July 2017 and has been registered in 53 states and territories. Laura was previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
07/11/2017 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
FL
03/16/2017 - 06/15/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
BC
Issued 02/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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