Unclaimed
Laura Fleming is a financial advisor with Integrated Wealth Concepts LLC, where she has been registered since 2019. Laura has been in the financial services industry since 1997. Laura is a registered representative of LPL Financial, a registered investment advisor firm. Laura provides investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. Integrated Wealth Concepts LLC is separate from and independent of LPL Financial.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
11/07/2019 - Present
Integrated Wealth Concepts LLC (WALTHAM MA)
PA
12/17/2018 - 09/04/2019
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
PA
02/25/2018 - 05/09/2018
DIRECTED SERVICES LLC (WEST CHESTER PA)
CA
06/16/2017 - 12/31/2017
CROSSROADS CAPITAL DISTRIBUTORS, LLC (Newport Beach CA)
NY
03/31/2014 - 03/04/2016
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
AL
10/20/2010 - 10/29/2013
PROEQUITIES, INC. (BIRMINGHAM AL)
PA
06/20/2006 - 09/28/2010
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
NC
03/08/2005 - 06/12/2006
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
CT
08/20/1997 - 03/10/2005
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
MA
12/06/1994 - 05/20/1997
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
MA
02/10/1994 - 12/31/1994
MFS FINANCIAL SERVICES, INC. (BOSTON MA)
IA
Issued 06/18/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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