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Laura Lee Fleming

Integrated Wealth Concepts LLC

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About Laura Lee Fleming

Laura Fleming is a financial advisor with Integrated Wealth Concepts LLC, where she has been registered since 2019. Laura has been in the financial services industry since 1997. Laura is a registered representative of LPL Financial, a registered investment advisor firm. Laura provides investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. Integrated Wealth Concepts LLC is separate from and independent of LPL Financial.

Firm Information

Laura Fleming is currently registered with Integrated Wealth Concepts LLC. Integrated Wealth Concepts LLC is an investment advisory firm based in Waltham, Massachusetts. With over 190 licensed agents and 423 individuals working in investment advisory functions, they manage over $13.5 billion in assets for a variety of clients, including individuals, corporations, charitable organizations, and pension plans. The firm offers a range of services, including financial planning, portfolio management, and pension consulting.
Integrated Wealth Concepts LLC

200 5TH AVENUE

WALTHAM, MA 02451

$13.50B

Assets Under Management

6

Total Clients

333

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Laura Fleming’s Registration & Firm History

MA

11/07/2019 - Present

Integrated Wealth Concepts LLC (WALTHAM MA)

PA

12/17/2018 - 09/04/2019

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

PA

02/25/2018 - 05/09/2018

DIRECTED SERVICES LLC (WEST CHESTER PA)

CA

06/16/2017 - 12/31/2017

CROSSROADS CAPITAL DISTRIBUTORS, LLC (Newport Beach CA)

NY

03/31/2014 - 03/04/2016

METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)

AL

10/20/2010 - 10/29/2013

PROEQUITIES, INC. (BIRMINGHAM AL)

PA

06/20/2006 - 09/28/2010

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

NC

03/08/2005 - 06/12/2006

AXA DISTRIBUTORS, LLC (CHARLOTTE NC)

CT

08/20/1997 - 03/10/2005

AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)

MA

12/06/1994 - 05/20/1997

MFS FUND DISTRIBUTORS, INC. (BOSTON MA)

MA

02/10/1994 - 12/31/1994

MFS FINANCIAL SERVICES, INC. (BOSTON MA)

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Licenses & Designations

IA

Issued 06/18/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/28/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/09/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/08/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Laura Lee Fleming. Review regulatory record here.
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