Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Lauterwasser is a financial advisor with Charles Schwab & CO., Inc. Laura has been in the financial services industry since August 1996. Laura has Series 7, 9, 10, 24, 63, 66, 99 and SIE licenses and is registered in 53 states and the District of Columbia. Prior to joining Charles Schwab & CO., Inc., Laura was a financial advisor with WELLS FARGO CLEARING SERVICES, LLC, MML INVESTORS SERVICES, LLC, MSI FINANCIAL SERVICES, INC., METLIFE INVESTORS DISTRIBUTION COMPANY, NEW ENGLAND SECURITIES, TOWER SQUARE SECURITIES, INC., WALNUT STREET SECURITIES, INC., METROPOLITAN LIFE INSURANCE COMPANY, EDWARD JONES, and MARK TWAIN BROKERAGE SERVICES, INC.. Laura is a Registered Representative and Investment Advisor Representative with Charles Schwab & CO., Inc.. Laura is a Wrap Fee Program Sponsor and Financial Planning Advisor Referral Program provider at Charles Schwab & CO., Inc.. Laura has experience working with individuals, high-net-worth individuals, pension and profit sharing plans, corporations or other businesses, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
MO
10/19/2022 - Present
Charles Schwab & CO., Inc. (St Louis MO)
MO
05/31/2017 - 10/03/2022
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MA
01/13/2017 - 03/29/2017
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
MA
04/10/2007 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SPRINGFIELD MA)
NY
02/02/2012 - 07/08/2016
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
NY
02/02/2012 - 01/02/2015
NEW ENGLAND SECURITIES (NEW YORK NY)
CA
02/02/2012 - 09/05/2013
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
CA
02/02/2012 - 09/05/2013
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
04/10/2007 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MO
02/18/1998 - 06/14/2005
EDWARD JONES (ST. LOUIS MO)
CA
07/08/1996 - 01/01/1998
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NA
02/24/1993 - 03/21/1995
MARK TWAIN BROKERAGE SERVICES, INC.
BOTH
Issued 02/09/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/30/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 03/12/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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