Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Kuo Carmany is a financial advisor with over 24 years of experience in the financial services industry. Laura has a diverse background, having worked with several firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Dreyfus Service Corporation, and Quest Securities, Inc. Laura holds several licenses including Series 3, 7, 55, 63, and 66. She is currently registered with Private Advisor Group, LLC in California and Texas. Laura specializes in providing investment advisory services, financial planning, and pension consulting services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
CA
04/18/2024 - Present
Private Advisor Group, LLC (San Francisco CA)
CA
02/03/2017 - 04/17/2024
CROWN CAPITAL SECURITIES, L.P. (San Francisco CA)
CA
05/03/2005 - 02/03/2017
QUEST SECURITIES, INC. (SAN FRANCISCO CA)
NY
01/27/2003 - 08/20/2003
MBSC, LLC (NEW YORK NY)
NY
01/28/2002 - 02/24/2003
DREYFUS SERVICE CORPORATION (NEW YORK NY)
CA
07/15/1999 - 08/07/2000
E*OFFERING (SAN FRANCISCO CA)
NY
10/08/1996 - 06/29/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 07/27/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/25/1996
Series 3 - National Commodity Futures Examination
BC
Issued 08/27/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Laura Carmany is the right advisor for you? Invested Better is here to help.
