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Laura Knoph Smith

Morgan Stanley

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About Laura Knoph Smith

Laura Smith is a financial advisor with over 20 years of experience in the industry. Laura has been registered with Morgan Stanley since 2009. Prior to that, she was registered with Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Dean Witter Reynolds Inc. and Smith Barney Inc. Laura has a wide range of experience in the financial services industry. Laura holds the Series 31, Series 7, and Series 63 licenses. Laura specializes in providing financial advice to individuals, corporations, and institutional clients. Laura is committed to providing her clients with the highest level of service and expertise.

Firm Information

Laura Smith is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Laura Smith’s Registration & Firm History

MI

10/04/2018 - Present

Morgan Stanley (Birmingham MI)

MI

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (BIRMINGHAM MI)

MI

06/12/2002 - 04/02/2007

MORGAN STANLEY DW INC. (BIRMINGHAM MI)

NY

05/08/2000 - 10/24/2000

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NY

05/06/1998 - 04/10/2000

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NY

11/26/1997 - 05/06/1998

SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 04/29/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/25/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/1999

Series 31 - Futures Managed Funds Examination

BC

Issued 11/25/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Laura Knoph Smith.
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