Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Tompkins has been in the financial industry since February 2009. Laura is currently registered with Ameriprise Financial Services, LLC. Laura is a licensed investment advisor in California. Laura also holds Series 6, 63 and 65 licenses as well as the SIE license. Laura has been registered with JP Morgan Securities LLC, Chase Investment Services Corp., and Investment Centers of America, Inc. in the past. Laura specializes in providing financial planning, asset allocation services, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
10/22/2024 - Present
Ameriprise Financial Services, LLC (Manhattan Beach CA)
CA
10/01/2012 - 11/03/2021
J.P. MORGAN SECURITIES LLC (HERMOSA BEACH CA)
CA
08/28/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MANHATTAN BEACH CA)
CA
10/08/2008 - 05/19/2009
INVESTMENT CENTERS OF AMERICA, INC. (REDONDO BEACH CA)
IA
Issued 04/07/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Laura Tompkins is the right advisor for you? Invested Better is here to help.
