Unclaimed
Laura Rolling is a financial advisor with over 10 years of experience in the industry. Laura is currently registered with Private Advisor Group, LLC. Previously, Laura was registered with Fifth Third Securities, Inc. and U.S. Bancorp Investments, Inc. Laura is also registered in several states including California, Colorado, Indiana, Kentucky, Michigan, and South Carolina. Laura specializes in providing investment advisory services to individuals, businesses, corporations, pension plans, insurance companies and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
10/23/2017 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
KY
10/29/2009 - 10/23/2017
FIFTH THIRD SECURITIES, INC. (LOUISVILLE KY)
KY
10/05/2007 - 10/14/2009
U.S. BANCORP INVESTMENTS, INC. (LOUISVILLE KY)
BOTH
Issued 02/18/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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