Unclaimed
Laura Heese is a financial advisor with Equitable Distributors, LLC. Laura is based in Charlotte, North Carolina. She has been in the financial services industry since 1998. Laura has a wide range of experience and is committed to providing her clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
04/19/2021 - Present
Equitable Distributors, LLC (Charlotte NC)
CO
06/22/2006 - 04/16/2021
ICMA-RC SERVICES, LLC (DENVER CO)
TN
09/26/2005 - 06/07/2006
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
SC
09/18/1998 - 09/09/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
WI
11/19/1997 - 07/02/1998
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 12/04/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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