Unclaimed
Laura Kay Dempewolf is a registered representative with Charles Schwab & Co., Inc., and has been in the industry since 2017. Laura holds the Series 7, Series 63 and SIE licenses. Laura's prior experience includes positions with TD Ameritrade, Inc. and Scottrade, Inc. Laura has a presence in Nebraska and Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NE
01/17/2022 - Present
Charles Schwab & CO., Inc. (Omaha NE)
MO
04/18/2023 - 12/31/2023
TD AMERITRADE, INC. (ST. LOUIS MO)
MO
01/17/2018 - 01/17/2022
TD AMERITRADE, INC. (ST. LOUIS MO)
MO
04/13/2017 - 02/26/2018
SCOTTRADE, INC. (ST LOUIS MO)
BC
Issued 05/24/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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