Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Swentzel is a financial professional with over 10 years of experience in the securities industry. Laura is currently registered with Santander US Capital Markets LLC, where she has been employed since February 2023. Prior to that, she was registered with Santander Investment Securities Inc. and BNP Paribas Securities Corp. Laura holds Series 7 and Series 63 licenses as well as the SIE Exam. She is licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/06/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
03/21/2016 - 02/06/2023
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NY
10/12/2010 - 01/24/2013
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 10/09/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2016
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
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New York Stock Exchange
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