Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Kane is a financial advisor with Wells Fargo Clearing Services, LLC. Laura has been in the industry for 7 years, working with a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. Laura has held licenses in several states, including Illinois and Texas. She has experience in various aspects of financial planning, including investment management, retirement planning, and estate planning. Laura is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
07/06/2023 - Present
Wells Fargo Clearing Services, LLC (OAK BROOK IL)
IL
01/21/2022 - 05/31/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NAPERVILLE IL)
IL
01/04/2022 - 01/28/2022
RBC CAPITAL MARKETS, LLC (OAKBROOK TERRACE IL)
IL
06/02/2016 - 06/10/2021
MORGAN STANLEY (Oak Brook IL)
BOTH
Issued 11/15/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/25/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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