Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Kahn is a financial professional with over 30 years of experience in the securities industry. Laura is currently registered with Bofa Securities, Inc. and has been with the firm since May 2019. Previously, Laura was with Merrill Lynch, Pierce, Fenner & Smith Incorporated for over 8 years, and prior to that, was with Banc of America Securities LLC. Laura holds several industry licenses, including Series 7, Series 63 and the SIE. Laura is dedicated to providing clients with the highest quality investment advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
GA
05/10/2019 - Present
Bofa Securities, Inc. (ATLANTA GA)
GA
11/01/2010 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)
NY
08/12/2008 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
GA
06/10/1998 - 03/13/2008
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
GA
10/24/1994 - 07/02/1997
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
GA
11/24/1989 - 10/24/1994
SUNTRUST SECURITIES, INC. (ATLANTA GA)
NA
05/27/1986 - 11/26/1988
PRUDENTIAL ASSET SALES & SYNDICATIONS, INC. ("PASS")
BC
Issued 02/15/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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