Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Lueken is a financial advisor who has been in the industry since 1995. Laura is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and is licensed to provide financial advice in several states. Laura previously worked with firms such as SunAmerica Capital Services, Inc. and Pilgrim America Securities, Inc. Laura provides a range of financial services, including portfolio management, financial planning, and investment advice. Laura has a strong commitment to providing her clients with the highest level of service and personalized attention.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
09/20/2007 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FRONTENAC MO)
NJ
10/23/1998 - 08/27/2002
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
CT
07/28/1998 - 08/13/1998
PILGRIM AMERICA SECURITIES, INC. (WINDSOR CT)
NY
04/18/1995 - 06/26/1998
CIBC OPPENHEIMER CORP. (NEW YORK NY)
BOTH
Issued 09/30/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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