Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laura? Claim Your ProfileLaura Esposito is a financial professional with over 20 years of experience in the industry. Laura is currently registered with Rockefeller Financial LLC and has a Series 7, Series 3, Series 32, Series 63, and Series 30 license. Laura was previously registered with FEF Distributors, LLC and Goldman Sachs & Co. Laura is committed to providing her clients with personalized financial advice and guidance. Laura specializes in providing financial planning, pension consulting, and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
02/12/2019 - Present
Rockefeller Financial LLC (NEW YORK NY)
NY
05/22/2009 - 10/05/2015
FEF DISTRIBUTORS, LLC (NEW YORK NY)
NY
04/11/2005 - 05/14/2009
GOLDMAN, SACHS & CO. (NEW YORK NY)
NJ
10/14/1999 - 04/01/2005
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
BC
Issued 12/06/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2016
Series 30 - NFA Branch Manager Examination
BC
Issued 10/05/2015
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2013
Series 32 - Limited Futures Exam-Regulation
BC
Issued 07/18/2005
Series 3 - National Commodity Futures Examination
BC
Issued 10/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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